The goal of controlling investment risks is to ensure that investment activities operate in an orderly manner within an acceptable risk range by implementing active risk management, and to maximize shareholder benefits, including taking on and managing risks that can bring investment returns, such as market risk and credit risk; Avoiding and reducing risks that cannot bring benefits, such as operational risks.
Kaide Fund has determined its risk appetite and tolerance based on the characteristics of its investment model, developed a risk budget, implemented a comprehensive risk management system, and an internal control system based on the COSO standard of the internal control management framework. It has established a risk management organizational system including the Executive Committee, Risk Management Committee, Chief Risk Officer, Risk Management Department, Legal Compliance Department, and other relevant departments, To effectively prevent experience risks and ensure the company operates in accordance with the law, compliance, and stability.
As a commercial fund management company that obtains social and economic benefits by taking on risks, operating risks, and managing risks, CapitaFund understands that a sound risk management system is the core competition for the company's survival and development; Always adhere to scientific and efficient business systems and operational norms, risk warning systems, information systems, and analysis and control functions as the core of risk management work; Committed to increasing the proportion of quantitative analysis and establishing application evaluation models; Implement a full staff, full process, and dynamic risk management approach to prevent, control, and transform risks, establish and continuously improve the company's risk management system, and effectively transform opportunities arising from risks to ensure and promote the achievement of the company's sustainable development strategic objectives.
The Kaide Fund Management System consists of specific, targeted, and actionable systems, norms, and methods, including three main levels: property and risk compensation system, risk management system, and risk information system.
